Top Financial Advisors in Baton Rouge, LA

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The Shobe Financial Group's team includes such advisory certifications as certified financial planner (CFP), accredited investment fiduciary (AIF), chartered financial consultant (ChFC), chartered life underwriter (CLU), chartered investment management analyst (CIMA) and chartered retirement plan specialist (CRPS).

Some of these advisors are affiliated with external financial services firms such as insurance companies, making the firm fee-based. So they earn commissions by selling insurance products on top of collecting client fees. However, Shobe Financial has a fiduciary duty to provide advice solely in the best interest of its clients.

Most of the firm’s client base consists of non-high-net-worth individuals. It also includes investment companies, pension and profit-sharing plans, trusts, estates, charitable organizations and businesses. To work with Shobe Financial, you need a minimum investment of $50,000. But the firm may waive this requirement in certain cases. 

Shobe Financial Group Background

Shobe Financial Group started operations in 1983. Its principal owner is Edward Louis Shobe, chairman of the board, who holds at least 70% of the company. The firm is also owned in part by firm president Jason Peter Windham and Susan Shobe Windham, vice president. The firm specializes in portfolio management and financial planning advice. Its advisors can offer guidance on the following topics: 

• Insurance review
• Investment management
• Education funding
• Retirement planning
• Estate planning

Shobe Financial Group Investment Strategy

Shobe Financial Group makes investment decisions based on financial factors specific to each client. This includes the client’s risk tolerance, investment goals, time horizon and more. The firm uses this information to determine an asset allocation for investment portfolios. The practice primarily puts client assets in mutual funds and exchange-traded funds (ETFs).

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Dent Wealth Advisors has a small team that features one advisor with the chartered financial analyst (CFA) certification. The firm works with individuals, including high-net-worth ones, as well as businesses, charities and retirement plans. More than half of the firm's individual clients have a high net worth, and there is a minimum account size of $2 million.

The firm is what is called "fee-only" in the industry. This means its only compensation is the fees it collects from clients. As a result, the firm's advisors have fewer conflicts of interest than firms that also collect commissions from third parties such as insurance companies and brokerages.

Dent Wealth Advisors Background

Dent Wealth Advisors opened in 1997 and registered with the SEC in 2009. Founder Fred Dent remains its sole owner. 

Dent's firm offers portfolio management and financial planning, which may include a net worth summary, identification of financial goals, retirement planning and setting other key personal benchmarks.

Dent Wealth Advisors Investment Strategy

Dent Wealth Advisors builds portfolios tailored to clients' risk tolerance and investment needs. Not limiting itself to specific securities, it may invest, depending on your needs, in the following securities: 

• Exchange-listed securities
• Securities traded over-the-counter
• Corporate debt securities (other than commercial paper)
• Certificates of deposit
• Municipal securities
• Mutual fund shares
• U.S. government securities
• Exchange-traded funds (ETFs)
• Money market funds and cash alternatives

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Abel Hall is a fee-based firm that works mostly with individuals, a small majority of whom do not have high net worth. Institutional clients at the firm include pension and profit-sharing plans, charitable organizations, corporations and other businesses.

The Abel Hall team has staff members who hold the certified financial planner (CFP) and a certified public accountant (CPA) designations. Some advisors at the fee-based firm earn commissions, which is a potential conflict of interest. Advisors must act in the best interest of the client, though.

The minimum account size is $2 million, tied for the highest on this list.

Abel Hall Background

Abel Hall was founded in 2019 and is owned by Andrew Hall and Leo Abel. It also became an SEC-registered investment advisor in 2019 and has been in business ever since.

Services offered include both discretionary and non-discretionary investment management, retirement plan advisory services and financial planning. As part of the latter, the firm may review and clarify client goals, assess cash flow and income, as well as develop a goal-oriented investment and income plan. 

Abel Hall Investment Strategy

Advisors at Abel Hall use fundamental analysis, asset allocation and mutual fund/ETF analysis to make decisions about how to invest client money. The firm and its advisors look to tailor investment advice and strategies to the needs of clients. However, Abel Hall typically invests client assets in equities, mutual funds and ETFs, as well as debt securities. 

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Hibernia Wealth Partners is a fee-based firm that does not have a minimum account size or initial investment requirement. As a result, the firm works with a range of clients, including individuals above and below the high-net-worth threshold, retirement plans, charities and one union. 

The firm charges an asset-based fee for investment advisory services, which includes its wrap fee program. Hibernia also offers financial planning and consulting for hourly or fixed fees.   

As a fee-based practice, some advisors may sell securities or insurance and receive commissions for those transactions, in addition to the fees that advisory clients pay. While this creates a conflict of interest, the firm has a fiduciary duty to act in clients’ best interests. 

Hibernia Wealth Partners Background

Hibernia Wealth Partners was established in 2015 and received its SEC registration as a registered investment advisor (RIA) in 2022. The firm is solely owned by its founder Paul V. Saltaformaggio, who also serves as the managing member and chief compliance officer. The firm is also known as Hibernia Wealth Management.

In addition to investment management and financial planning, the firm also offers retirement plan services and may outsource portfolio management to a third-party advisor. 

Hibernia Wealth Partners Investment Strategy

Hibernia Wealth Partners relies on a long-term investment plan strategy that involves customized asset allocation based on a client's specific investment objectives and risk profile. The firm evaluates and selects securities using a range of approaches, including fundamental analysis, technical analysis, cyclical analysis, modern portfolio theory and charting. 

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Next up on our list is Evans Investment Advisors. This firm's advisors have such financial certifications as certified financial planner (CFP) and retirement income certified specialist (RICP).

You don’t need a certain amount of money to become a client. In addition to individuals and high-net-worth individuals, the firm offers its services to pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and business entities. Evans Investment Advisors works under a fee-based structure. This means that some advisors may earn commissions from third-party vendors when selling you certain products and services. However, the firm and its advisors must uphold their fiduciary duty to put clients' interests first. 

Evans Investment Advisors Background

Gregory Wade Evans founded his namesake firm in 2008. He is the majority owner, while Bart Evans, who joined the firm in 2001, owns a minority stake. The firm has been registered as an investment advisor with the SEC since 2008.

The firm's services include asset management, third-party asset management recommendations, financial planning and general consulting. Evans Investment Advisors can specifically help with planning, insurance analysis and estate planning. 

Evans Investment Advisors Investment Strategy

Evans Investment Advisors' investing strategy is based on the information it gathers from its clients. Its advisors hold meetings with clients in order to collect information about their risk tolerance, investment goals and more. They then use this information to create a diversified portfolio, typically with no-load or low-load mutual funds and exchange-traded funds (ETFs). These funds are usually bought through discount brokers or fund companies. The firm may also buy and sell stocks and bonds on behalf of its clients.

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Brian Low Financial Group is a fee-based firm that works with individuals, high-net individuals, corporations and trusts. One of the advantages of working with Brian Low Financial Group is that there is no minimum initial account value required to open an account with them.

For investment management, clients typically pay a fee that's based on a percentage of their assets under management. Financial planning services are generally covered by the investment management fee. However, some advisors on staff may earn commissions when selling insurance. This creates a conflict of interest because advisors have a financial incentive to recommend certain products and services over others. But keep in mind that the firm is a fiduciary and must always act in your best interests. 

Brian Low Financial Group Background

The firm was established in 2019 and remains under the sole ownership of Brian Low, who has worked in financial services for 25 years. In addition to its headquarters in Baton Rouge, Low's namesake has offices throughout Louisiana in Mandeville, Metairie and Lafayette.

Brian Low Financial Group offers investment management and wrap fee programs, retirement account rollover recommendations, consulting, third-party advisor referrals and financial planning services. 

Brian Low Financial Group Investment Strategy

focuses on purpose-driven investing, tailoring the underlying investment strategy to meet the specific needs of client assets. They conduct thorough and exhaustive investment research to potentially maximize long-term wealth accumulation by strategically positioning portfolios. 

In terms of typical investments, the firm may allocate a client's assets to mutual funds, ETFs, equities, and debt securities. The firm may also use alternative investments for some clients, including firm may allocate funds to hedge funds, private equity and venture capital.

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JCN Financial & Tax Advisory Group is a fee-based advisory firm that concludes our list of the top financial advisors in Baton Rouge. Some advisors earn commissions for selling insurance products, which can present a potential conflict of interest. However, JCN Financial has a fiduciary duty to work in its clients' best interests.

The firm currently works solely with individuals, nearly all of whom do not have a high net worth.

There is a $25,000 minimum investment requirement. Fees for investment advisory services are based on a percentage of assets under management, while financial planning and consulting fees are charged a fixed fee.

The JCN Financial team includes one certified financial technician (CFTe) and one chartered market technician (CMT).

JCN Financial & Tax Advisory Group Background

JCN was founded in 2002 and is owned by founder John Neyland. Services offered at JCN Financial include investment advisory services, financial planning, consulting services, estate planning and insurance planning.

JCN Financial & Tax Advisory Group Investment Strategy

JCN Financial primarily invests client assets in mutual funds – including closed-end funds – exchange-traded funds (ETFs) and individual stocks and bonds. The firm has several set asset allocations suited for investors with varying risk tolerances, ranging from conservative to moderate to aggressive.