Top Financial Advisors in Denver, CO

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Fee-based Mercer Global Advisors, Inc. is SmartAsset's top financial advisor firm in Denver. Outside of its headquarters in the city, the firm boasts offices throughout Georgia, Texas, Illinois, Florida, Ohio, Michigan, Connecticut, Montana, New Jersey, Hawaii, California, Wisconsin, New York, Nebraska, Oregon, Pennsylvania, Arizona, Washington, Virginia and Delaware. The firm has hundreds of financial advisors working to manage its billions in assets under management (AUM).

There are few competing firms that can rival the plethora of advisory certifications that Mercer has. In fact, there are more than 100 Certified Financial Planner™ (CFP®), chartered financial analysts (CFAs) and certified public accountants (CPAs) on staff here.

Individuals and high-net-worth individuals are Mercer's most common client types. It also maintains advisory relationships with pension and profit-sharing plans, charitable organizations and businesses. The firm generally requires accounts to have a minimum of $500,000.

Certain advisors at Mercer can sell securities on a commission basis. While this is a potential conflict of interest, the firm's fiduciary duty requires it to act in clients' best interests at all times.

Mercer Global Advisors, Inc. Background

Mercer Global Advisors was established in 1985 by founder Kendrick Mercer. It began as a law practice that focused on estate planning. After seeing an unmet need, though, he decided to launch an investment advisory firm with the mission of helping its clients achieve "economic freedom."

The firm provides services like comprehensive investment management, financial planning, family office services, tax planning, estate planning and retirement plan design and administration.

Mercer Global Advisors, Inc. Investment Strategy

Mercer Global Advisors' investment strategies include:

• Strategically weighted investments
• Broad asset class and multi-factor diversification
• Attention to cost
• Separate account managers and institutional funds
• Systematic rebalancing
• Tax and distribution management

Beyond those basic tenets, the firm offers an array of customized strategies designed to meet varying risk tolerance levels, time horizons and investment objectives. These include total return strategies, defensive strategies and income strategies.

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Johnson Financial Group, LLC is a family office and wealth management firm serving more than 500 individuals, high-net-worth individuals, trusts, pension and profit-sharing plans, charitable organizations and small businesses. 

The fee-only advisory firm requires each new client to have at least $30 million, and it charges asset-based fees and commissions for its services. 

Johnson Financial Group, LLC Background

Founded in 2002, Johnson Financial Group offers portfolio management, financial planning, pensions consulting, advisor selection and family office services. The firm’s family office services include bookkeeping, expense management, bill-pay, private foundation administration and advisor coordination. The family office services are separate from, and in addition to, the firm’s main advisory services. Brandon C. Johnson is the principal owner of the firm.

Johnson Financial Group, LLC Investment Strategy 

Johnson Financial Group says it applies a total return approach to portfolio management and that its investment strategies focus on building globally diversified portfolios that are tax- and cost-efficient. 

Investments the firm generally utilizes include domestic and foreign equities, fixed-income securities, CDs, options, mutual funds, separately managed accounts, exchange-traded funds (ETFs), private placements and alternative investments. 

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SRS Capital Advisors works with more than 3,000 individual clients, the majority of whom are not high-net-worth individuals. The firm also serves institutional clients such as pension and profit-sharing plans. Services include investment management, pension consulting and financial planning. There is no minimum account size listed.

As a fee-based firm, some advisors may earn commissions as insurance agents, but as fiduciaries they must put clients' best interests first, at all times. 

Financial planning fees are charged on a per-project or hourly basis. Investment management fees are based on a percentage of assets under management.

SRS Capital Advisors Background

David Simon and Michael Riordan, both managing directors, founded SRS in 2004. Patrick South and Daniel Noven are also managing directors. 

The advisory team includes Certified Financial Planners™ (CFPs®), chartered life underwriters (CLUs), certified public accountants (CPA) and one chartered financial analyst (CFA). 

SRS Capital Advisors Investment Strategy

SRS uses technical and other forms of market analysis to allocate client assets. Individual stocks make up more than half of the investments at SRS, so the firm is a good choice for investors who want to pick companies to invest in. Bonds and cash holdings make up the rest of the investments.

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IWP Wealth Management, LLC does not necessarily have a set account minimum, so long as clients pay their individually negotiated, fixed quarterly fee. The fee-only firm’s client base is made up almost entirely of high-net-worth individuals, which account for nearly 90% of its clientele.

IWP Wealth Management manages the second-largest amount of assets on this list. It has a combination of Certified Financial Planners™ (CFPs®), certified public accountants (CPA) and chartered financial analysts (CFA) on staff.

IWP Wealth Management, LLC Background

IWP Wealth Management, LLC was founded in 2004. The firm’s primary shareholder is its founder, Charles A. Willhoit. All IWP Wealth Management partners own equity in the firm.

The firm was formed because its founders thought that while the financial industry had wealth management covered, it wasn’t offering much in the way of assistance with the day-to-day complexities of wealth. IWP Wealth Management, which identifies as a family office, limits the number of families it serves so it can ensure it’s always available to provide counsel and guidance.

That’s just one piece of the firm’s four-part equation, though. The firm also offers accounting and impact assessment, asset preservation growth and tax and estate planning and wealth transfer.

IWP Wealth Management, LLC Investment Strategy

IWP Wealth Management says its investment philosophy is risk-averse, focusing more on preserving wealth than earning aggressive returns. The firm has a wealth platform, where its clients can sign in to monitor their investments' growth over time and find other financial information.

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Regis Acquisition Inc. offers its services on, typically, a discretionary basis to high-net-worth individuals, institutions, foundations, trusts, endowments and pension plans. 

As a fee-based firm, some advisors may receive compensation from third parties for the sale of insurance products like annuities. However, as fiduciaries all Regis advisors are obligated to put clients' best interests first, at all times.

Professional designations held by various staffers include chartered financial analyst (CFA). 

Regis Acquisition Background

Regis Acquisition, which uses the trade name Regis Management, is majority-owned by Oak Hill Capital and Genstar Capital. 

Regis Acquisition and Mercer Global Advisors are affiliates and subsidiaries of Mercer Advisors Inc., a parent company not involved with investment services. Mercer Global Advisors is headquartered in Denver, Colorado, is privately held, has over 890 employees and operates nationally through more than 80 offices across the country.

Regis Acquisition Investment Strategy

The firm's goal is long-term capital appreciation, which it pursues by constructing globally diversified multi-asset portfolios.

Regis Acquisition believes that superior risk-adjusted returns can be achieved by the proper combination of strategic asset allocation, portfolio management and security selection. This strategy requires both “top down” macroeconomic analysis as well as a “bottoms up” fundamental evaluation of asset class valuations, economic growth rates, industry themes and company-specific issues.

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To be a client of GHP Investment Advisors, Inc. (GHPIA), you’ll need at least $500,000 in investable assets. The fee-only firm is one of a few on this list that has a majority of non-high-net-worth individual clients. High-net-worth individuals account for just one-fifth of its client base.

GHP Investment Advisors has five Certified Financial Planners™ (CFPs®), one chartered financial analyst (CFA) and three certified public accountants (CPAs).

GHP Investment Advisors, Inc. Background

GHP Investment Advisors, Inc. was founded in 1995. The firm is a member of GHP Financial Group, the operator of GHP Horwath, P.C., which is one of Colorado’s biggest accounting firms. Its connections give this fee-only, independent firm access to a variety of accounting, tax, financial and business advisory experts.

GHPIA claims to be all about integration. When working with clients, the firm focuses on widespread wealth management for your entire life. It wants to get everyone from your accountant to your insurance broker to your attorney on the same page and working toward the same goals.

The firm customizes portfolios to fit clients’ needs, goals and risk levels. It makes its selections using a unique tool called the GHPIA Benchmark Valuation Indicator, which measures risk through various statistical tools to weed out anything high risk.

GHP Investment Advisors, Inc. Investment Strategy

GHPIA mainly uses fundamental analysis when making investment decisions. The firm also employs a range of investment strategies, including long-term purchases, short-term purchases, margin transactions and option writing. 

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Cherry Creek Family Offices, LLC is a firm focused on a niche group of very wealthy families. It has a much higher account minimum than the other firms on this list. The company's website says that its method of investing is “best suited” for those with at least $40 million in investable assets. The fee-only firm handpicks its clients.

Cherry Creek Family Offices has no Certified Financial Planners™ (CFPs®) on staff, but does have several certified public accountants (CPAs) and staffers who hold FINRA's Series 65 license.

Cherry Creek Family Offices, LLC Background

Cherry Creek Family Offices, LLC was formed in 2011. It’s owned by the firm’s managing partner, Timothy Ulfig, and the firm’s chief financial officer, Ben Novak.

As the firm’s name implies, it is focused on families - to be specific, very wealthy families. The firm works with its client groups to come up with what it calls a “Family Mission Statement,” which is essentially an agreement that informs all of the group’s financial decisions.

Cherry Creek Family Offices, LLC Investment Strategy

Cherry Creek tailors its services according to what its clients want, and it lets its clients impose restrictions on particular investing selections and sectors. Cherry Creek has an in-house private equity team that works on private investments. Its investment strategy uses long-term purchases, like securities held for at least a year.

The firm states that it believes in educating its clients and allowing them to make the ultimate decisions about their investments rather than pushing particular solutions or products. The firm provides consultations, reviews and updates to clients at no additional charge.

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Mount Yale Investment Advisors is a fee-only firm that serves high-net-worth individuals, pension and profit-sharing plans, municipalities, trusts, estates, corporations and other business entities.

Services are provided on a discretionary and non-discretionary basis.

Mount Yale Investment Advisors Background

The firm is owned by Mount Yale Capital Group LLC, whose direct and indirect owners and/or control persons are its managing partners, Greg D. Anderson and John L. Sabre. Mr. Sabre’s spouse is also an indirect owner.

Among the professional designations represented by staffers at Mount Yale Capital Group are chartered financial analyst (CFA), certified public accountant (CPA), Juris doctorate (JD), Certified Financial Planner™ (CFP®), FINRA Series 7, 24, 26, 66 registrations.

Mount Yale Investment Advisors Investment Strategy

The firm develops an asset allocation strategy that is designed to meet each specific client’s risk parameters, investment goals and objectives. It also uses asset allocation modeling based on multiple asset class disciplines and multiple investment vehicles.

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JFG Wealth Management is a fee-only firm working only with high-net-worth individuals. Unsurprisingly, there is a fairly high minimum account size of $5 million.

Fees are based on a percentage of assets under management for investment advice and fixed for financial consulting. The team includes two chartered alternative investment analysts (CAIA), one Certified Financial Planner™ (CFP®), one chartered financial analyst (CFA) and one certified public accountant (CPA).

JFG Wealth Management Background

JGF was founded in 2016, It is owned by another firm on this list, Johnson Financial Group. Services offered include investment management and financial consulting.

JFG Wealth Management Investment Strategies

Around half of the assets under management at JFG are invested in mutual funds. Almost a quarter is in stocks, and around one-fifth is invested in private capital investments. The rest is split between bonds and cash holdings.

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Syntinsic operates on a fee-only basis, catering to a diverse clientele that includes charitable organizations, trusts, estates, individuals, and family partnerships. The firm primarily targets clients with assets over $15 million, including charitable organizations, trusts, estates, individuals, and family partnerships, although they are open to managing accounts below this threshold.

The firm offers a comprehensive suite of services tailored to meet the diverse needs of its clients. These services include the review and development of investment policy statements, capital markets forecasting, and portfolio development. Additionally, the firm assists with portfolio implementation, operational support and performance reporting.

Syntrinsic LLC Background

Syntrinsic was founded in 2008. The firm is a wholly owned subsidiary of IMA Advisors LLC, which is part of the IMA Financial Group, Inc. Today, the firm manages more than $1.7 billion in assets under management (AUM) across more than 80 clients and 12 advisors.

Syntrinsic LLC Investment Strategy

The firm adopts a strategic approach focused on long-term purchases. The firm tailors investment strategies to align closely with each client's unique set of criteria, which includes their investment objectives, risk tolerance, time horizon, impact objectives, and their specific spending and growth goals. Additionally, Syntrinsic considers any other key factors such as specific restrictions that clients may request, ensuring a personalized investment experience tailored to each client's needs.